FINRA BrokerCheck Hotline

The Financial Industry Regulatory Authority, Inc. offers investors information and education through the FINRA BrokerCheck Hotline at 800-289-9999 and FINRA website at www.finra.org. Available is an investor brochure that includes information describing FINRA BrokerCheck.

ORDER EXECUTION INFORMATION

Click here to view our quarterly reports on order routing of equity and option orders

IMPORTANT TAX REPORTING INFORMATION FOR 2012/2013

Click here for detailed information regarding delayed 1099 statements for RIC & REIT holders and cost basis tax reporting changes.

IMPORTANT TAX REPORTING INFORMATION FOR 2011/2012

Click here for detailed information regarding delayed 1099 statements for RIC & REIT holders and cost basis tax reporting changes for 2011/2012.

IMPORTANT TAX REPORTING INFORMATION FOR 2010/2011

Click here for detailed information regarding delayed 1099 statements for RIC & REIT holders and cost basis tax reporting changes for 2010 / 2011.

Characteristics & Risks of Standardized Options

EXCESS SIPC ACCOUNT COVERAGE TO $25,500,000

We are pleased to provide excess Securities Investor Protection Corporation ("SIPC") coverage for each client account carried by Wedbush Securities on behalf of correspondent broker/dealers. Each account is covered up to $25,500,000* at no charge.

SIPC provides coverage up to $500,000, of which a maximum of $250,000 applies to cash credit balances.

In addition to SIPC coverage, we have purchased from Lloyd's of London an excess SIPC bond that provides additional coverage for up to $25,000,000 in cash and securities for each client, subject to an aggregate loss limit of $100,000,000. This bond covers cash credit balances to a maximum of $900,000 for a total of $1,150,000 in cash balances.

For further information regard SIPC coverage, please contact SIPC at their website www.SIPC.org.

To download a PDF of this information, click here.

*This coverage will replace clients' cash and/or securities that are otherwise unrecoverable. The coverage does not safeguard against a decline or loss in market value of the securities in your account.